Livingstone Advisors partnered with a $2T U.S. bank to enhance risk management and compliance in their Wealth Management Division. Through a comprehensive RCSA, they evaluated risks and controls within the division. The collaboration resulted in a transformed framework, ensuring client asset safety and soundness.

Partnering with a national commercial lender, Livingstone Advisors enhanced risk management and combat fraud. Their meticulous process identified $50M in potential fraudulent loans, safeguarding profits and preserving the lender's reputation. Discover how their expertise made a significant impact.

Livingstone Advisors partnered with a $2.5 trillion global investment bank to ensure compliance and mitigate risks in credit risk global regulatory reporting. In addition to regulatory reporting, the audits also spanned credit risk management across retail banking, mortgage, and card services, helping the bank uphold rigorous standards set by regulatory bodies. Their expertise enhanced risk management and fortified the bank's reputation as a risk-focused financial institution.

Enhanced board oversight and planning with Livingstone Advisors. Our effective reporting and budgeting solutions enable global investment banks, empowering informed decision-making. Experienced efficient resource planning and budgeting for future fiscal years. Elevated strategic planning with us.

A global investment bank partnered with Livingstone Advisors to navigate complex regulations and strengthen their compliance framework. Livingstone conducted assessments, acted as a liaison with regulators, and provided comprehensive oversight. Their expertise empowered the bank to focus on their core business while ensuring compliance with industry best practices.

Livingstone Advisors partnered with a global investment bank to enhance their Internal Audit function, enabling them to foster excellence and streamline audits. By standing up a new team, recruiting top talent, and guiding their development, Livingstone Advisors empowered the bank's internal auditors to excel within the organization. Through comprehensive risk assessments and the development of a four-year audit plan, we identified inefficiencies, improved processes, and optimized the bank's control environment. This collaboration highlights the transformative power of effective team development and strategic audit planning in driving success within the financial industry.

Livingstone Advisors has partnered with a global investment bank to enhance the expertise of their internal audit professionals through customized training programs. By delivering a comprehensive course on finance risk auditing and providing in-classroom training on a new audit workflow system, Livingstone Advisors has empowered over 1800 internal audit department members and new joiners. Through their tailored training solutions, Livingstone Advisors has elevated the skills and knowledge of the bank's audit professionals, enabling them to navigate complex challenges and contribute to the bank's success.

With $60 billion in assets under management (AUM), this hedge fund is focused on enhancing its risk culture. We helped the firm recruit top talent and conduct annual firm-wide risk assessments to create a comprehensive risk matrix. Through comprehensive regulatory compliance reviews, full audits of trading desks, and providing independent assurance, we guided them in strengthening their operational risk framework and achiev process improvements across various functions. Explore how this hedge fund's commitment to excellence elevates its compliance and risk management practices in the dynamic financial landscape.

Livingstone Advisors has successfully supported regional banks in navigating these challenges and achieving compliance excellence. By reviewing and advising on the progress of regulatory issue remediation, we drive commitment efforts and enhance exam preparedness, enabling banks to thrive in a highly regulated environment. Our expertise and strategic guidance empower regional banks to navigate the complex regulatory landscape, safeguard their reputation, and establish a strong foundation for sustainable growth.