Our Services
We offer governance, risk and controls advisory services to guide organizations in making informed decisions to achieve success.
Internal Audit and Controls
Evaluate and improve of the effectiveness of your operations, risk management processes, and internal control systems. Identification of issues, irregularities, and red flags that have the potential to remain unnoticed within your systems and processes.
Enterprise Risk Management
Continuous assessment of the population of risks surrounding your organization in order for you to better understand the threat landscape and deliver concrete strategies to manage your business within your risk framework. Creation of measures that improve decision-making, increase operational efficiency and enhance your organization’s ability to respond to unforeseen events.
Sarbanes-Oxley (SOX)
Design and implementation of a path toward SOX compliance based on required elements of Internal Control over Financial Reporting (ICFR) framework. Managing your SOX readiness and ongoing compliance workstreams, including controls identification, documentation, testing and remediation to ensure effective internal controls over financial reporting.
Regulatory mock-exams / exam issue remediation
Planned testing prior to anticipated regulatory exam to identify existing issues in time to remediate for improved exam results. Implementation of customized program of training and issue correction to ensure that your organization meets regulatory expectations. Development of a plan of action to address deficiencies and violations raised in regulatory exams to track progress across areas of non-compliance with applicable laws and regulations. Alternatively, providing independent assurance that commitments to regulators in response to their findings have been fulfilled.
Fraud review in credit underwriting
Review of your organization’s credit underwriting to process and/or transactions to achieve the highest standards of integrity and loan quality.
Design of periodic reporting to board and governance committees
Creation of a framework for periodic reporting, escalation and tracking of risks to provide high-value insights to directors and senior executives to consider in their board or management responsibilities, respectively.
Service Organization Control reports: SOC 1 / SOC 2
Provide your service organization an attestation report specific to your customers’ assurance needs: SOC 1 addresses controls over financial reporting, whereas SOC 2 covers any of five trust services principles (TSPs), including security, availability, processing integrity, confidentiality and privacy. SOC Type 1 engagement determines whether your service organization’s controls are suitably designed at a point in time. SOC Type 2 provides further assurance you’re your controls are operating effectively over a period of time, typically nine or twelve months.
Risk assessment and controls design, including Risk and Control Self-Assessment (RCSA)
Utilization of a tried and tested proactive workshop methodology that assesses risks along with the adequacy and effectiveness of controls in place to mitigate risks. Design and enhancement of cost-effective controls to manage risks that are unique to your organization.
Internal Audit and Controls
Evaluate and improve of the effectiveness of your operations, risk management processes, and internal control systems. Identification of issues, irregularities, and red flags that have the potential to remain unnoticed within your systems and processes.
Enterprise Risk Management
Continuous assessment of the population of risks surrounding your organization in order for you to better understand the threat landscape and deliver concrete strategies to manage your business within your risk framework. Creation of measures that improve decision-making, increase operational efficiency and enhance your organization’s ability to respond to unforeseen events.
Sarbanes-Oxley (SOX)
Design and implementation of a path toward SOX compliance based on required elements of Internal Control over Financial Reporting (ICFR) framework. Managing your SOX readiness and ongoing compliance workstreams, including controls identification, documentation, testing and remediation to ensure effective internal controls over financial reporting.
Regulatory mock-exams / exam issue remediation
Planned testing prior to anticipated regulatory exam to identify existing issues in time to remediate for improved exam results. Implementation of customized program of training and issue correction to ensure that your organization meets regulatory expectations. Development of a plan of action to address deficiencies and violations raised in regulatory exams to track progress across areas of non-compliance with applicable laws and regulations. Alternatively, providing independent assurance that commitments to regulators in response to their findings have been fulfilled.
Fraud review in credit underwriting
Review of your organization’s credit underwriting to process and/or transactions to achieve the highest standards of integrity and loan quality.
Design of periodic reporting to board and governance committees
Creation of a framework for periodic reporting, escalation and tracking of risks to provide high-value insights to directors and senior executives to consider in their board or management responsibilities, respectively.
Service Organization Control reports: SOC 1 / SOC 2
Provide your service organization an attestation report specific to your customers’ assurance needs: SOC 1 addresses controls over financial reporting, whereas SOC 2 covers any of five trust services principles (TSPs), including security, availability, processing integrity, confidentiality and privacy. SOC Type 1 engagement determines whether your service organization’s controls are suitably designed at a point in time. SOC Type 2 provides further assurance you’re your controls are operating effectively over a period of time, typically nine or twelve months.
Risk assessment and controls design, including Risk and Control Self-Assessment (RCSA)
Utilization of a tried and tested proactive workshop methodology that assesses risks along with the adequacy and effectiveness of controls in place to mitigate risks. Design and enhancement of cost-effective controls to manage risks that are unique to your organization.
Internal Audit and Controls
Evaluate and improve of the effectiveness of your operations, risk management processes, and internal control systems. Identification of issues, irregularities, and red flags that have the potential to remain unnoticed within your systems and processes.
Enterprise Risk Management
Continuous assessment of the population of risks surrounding your organization in order for you to better understand the threat landscape and deliver concrete strategies to manage your business within your risk framework. Creation of measures that improve decision-making, increase operational efficiency and enhance your organization’s ability to respond to unforeseen events.
Sarbanes-Oxley (SOX)
Design and implementation of a path toward SOX compliance based on required elements of Internal Control over Financial Reporting (ICFR) framework. Managing your SOX readiness and ongoing compliance workstreams, including controls identification, documentation, testing and remediation to ensure effective internal controls over financial reporting.
Regulatory mock-exams / exam issue remediation
Planned testing prior to anticipated regulatory exam to identify existing issues in time to remediate for improved exam results. Implementation of customized program of training and issue correction to ensure that your organization meets regulatory expectations. Development of a plan of action to address deficiencies and violations raised in regulatory exams to track progress across areas of non-compliance with applicable laws and regulations. Alternatively, providing independent assurance that commitments to regulators in response to their findings have been fulfilled.
Fraud review in credit underwriting
Review of your organization’s credit underwriting to process and/or transactions to achieve the highest standards of integrity and loan quality.
Design of periodic reporting to board and governance committees
Creation of a framework for periodic reporting, escalation and tracking of risks to provide high-value insights to directors and senior executives to consider in their board or management responsibilities, respectively.
Service Organization Control reports: SOC 1 / SOC 2
Provide your service organization an attestation report specific to your customers’ assurance needs: SOC 1 addresses controls over financial reporting, whereas SOC 2 covers any of five trust services principles (TSPs), including security, availability, processing integrity, confidentiality and privacy. SOC Type 1 engagement determines whether your service organization’s controls are suitably designed at a point in time. SOC Type 2 provides further assurance you’re your controls are operating effectively over a period of time, typically nine or twelve months.
Risk assessment and controls design, including Risk and Control Self-Assessment (RCSA)
Utilization of a tried and tested proactive workshop methodology that assesses risks along with the adequacy and effectiveness of controls in place to mitigate risks. Design and enhancement of cost-effective controls to manage risks that are unique to your organization.
Work With Us!
Let's discuss your governance, risk, compliance and control needs today!
Work With Us!
Let's discuss your governance, risk, compliance and control needs today!